Prospective Investors

details of enquiry

* Denotes Mandatory Field

 Individual      Entity

REQUIRED FOR ALL INVESTORS: ACCREDITED INVESTOR CONFIRMATION

REQUIRED FOR NON-US. PERSONS, PERMITTED U.S. PERSONS OR NON-RESIDENTS OR CITIZENS OF BRITISH VIRGIN ISLANDS

  • Each Permitted U.S. Person must represent that it is an "accredited investor", as defined in Regulation D promulgated under the Securities Act, and a "qualified client", as defined in Rule 205-3 under the Investment Advisers Act of 1940 (the "Investment Advisers Act").
  • Each non-U.S. Person and each Permitted U.S. Person must also represent that it is a "Professional Investor" within the meaning of the Mutual Funds Act, No. 6 of 1996 of the British Virgin Islands (as amended). A "Professional Investor" is any person: (a) whose ordinary business involves, whether for his own account or the accounts of others, the acquisition or disposal of property of the same kind as the property, or a substantial part of the property, of the Fund; or (b) who has signed a declaration that he, whether individually or jointly with his spouse, has net worth in excess of one million dollars in the United States currency or its equivalent in any other currency and that he consents to being treated as a "Professional Investor".
  • Permitted U.S. Persons include any Tax-Exempt U.S. Person (non-profit foundations, 501.(c)3) or an entity in which substantially all of the ownership interests are held by Tax-Exempt U.S. Persons.

Required For All Investors: Non - Solicitation Confirmation

  • My/Our interest in Three Arrows Capital is not the result of marketing efforts at the initiative of Three Arrows Capital or any requets or solicitation by Three Arrows Capital;
  • Three Arrows Capital has not marketed any of the Three Arrows Capital funds or any other investments or solicited my/our investment into any of the Three Arrows Capital funds or any other investments; and
  • I/We initiated contact with Three Arrows Capital to request for information on the Three Arrows Capital funds; and
  • I am/We are not authorized to disseminate , distribute, copy or take any action in reliance on the information made available by or on behalf of Three Arrows Capital pursuant to this entity.

ENQUIRY:

footnotes

  1. an individual —
    1. whose net personal assets exceed in value $2 million (or its equivalent in a foreign currency) or such other amount as the Authority may prescribe in place of the first amount; or
    2. whose income in the preceding 12 months is not less than $300,000 (or its equivalent in a foreign currency) or such other amount as the Authority may prescribe in place of the first amount;

  2. a corporation with net assets exceeding $10 million in value (or its equivalent in a foreign currency) or such other amount as the Authority may prescribe, in place of the first amount, as determined by —
    1. the most recent audited balance-sheet of the corporation; or
    2. where the corporation is not required to prepare audited accounts regularly, a balance-sheet of the corporation certified by the corporation as giving a true and fair view of the state of affairs of the corporation as of the date of the balance-sheet, which date shall be within the preceding 12 months;
  3. the trustee of such trust as the Authority may prescribe, when acting in that capacity; or
  4. such other person as the Authority may prescribe;